SEC Form 4 · accession 0001127602-17-010848
AMERICAN AXLE & MANUFACTURING HOLDINGS INC · AXL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Joseph Lynch
Officer — VP & Controller
Period of report
Mar 6, 2017
Accepted (ET)
Mar 8, 2017 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001062231
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 6, 2017 | F | 3,750 | $19.80 | D | 21,181 | D | |
| Common Stock | Mar 6, 2017 | A | 7,425 | $0.00 | A | 28,606 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy)F1 | $38.70 | holding | — | — | — | — | Feb 2, 2014 | Common Stock | 4,000 | 4,000 | D |
Explanation of responses
- F1The options are fully vested.