SEC Form 4 · accession 0001127602-16-059223
AMERICAN AXLE & MANUFACTURING HOLDINGS INC · AXL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John S Sofia
Officer — VP Global Program Management
Period of report
Aug 1, 2016
Accepted (ET)
Aug 2, 2016 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001062231
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 1, 2016 | S | 1,200 | $17.52 | D | 17,421 | I | Family Trust |
| Common Stock | Aug 1, 2016 | S | 1,500 | $17.53 | D | 15,921 | I | Family Trust |
| Common Stock | Aug 1, 2016 | S | 1,600 | $17.54 | D | 14,321 | I | Family Trust |
| Common Stock | Aug 1, 2016 | S | 3,700 | $17.55 | D | 10,621 | I | Family Trust |
| Common Stock | Aug 1, 2016 | S | 4,700 | $17.56 | D | 5,921 | I | Family Trust |
| Common Stock | Aug 1, 2016 | S | 1,600 | $17.57 | D | 4,321 | I | Family Trust |
| Common Stock | Aug 1, 2016 | S | 2,700 | $17.58 | D | 1,621 | I | Family Trust |
| Common Stock | Aug 1, 2016 | S | 500 | $17.59 | D | 1,121 | I | Family Trust |
| Common Stock | Aug 1, 2016 | S | 321 | $17.60 | D | 800 | I | Family Trust |
| Common Stock | Aug 1, 2016 | S | 100 | $17.61 | D | 700 | I | Family Trust |
| Common Stock | Aug 1, 2016 | S | 300 | $17.62 | D | 400 | I | Family Trust |
| Common Stock | Aug 1, 2016 | S | 400 | $17.63 | D | 0 | I | Family Trust |
| Common StockF1 | holding | — | — | — | 13,043 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Excludes 6,326 shares that were previously held directly. These shares were transferred to a Family Trust and held indirectly.