SEC Form 4 · accession 0001127602-15-033001
AMERICAN AXLE & MANUFACTURING HOLDINGS INC · AXL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael K Simonte
Officer — President
Period of report
Dec 1, 2015
Accepted (ET)
Dec 2, 2015 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001062231
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 1, 2015 | M | 10,000 | $15.58 | A | 111,013 | D | |
| Common Stock | Dec 1, 2015 | S | 3,361 | $22.50 | D | 107,652 | D | |
| Common Stock | Dec 1, 2015 | S | 5,000 | $22.90 | D | 102,652 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy)F1 | $15.58 | Dec 1, 2015 | M | 10,000 | D | — | Mar 15, 2016 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1These options are fully vested.