SEC Form 4 · accession 0001127602-15-026464
AMERICAN AXLE & MANUFACTURING HOLDINGS INC · AXL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David C Dauch
Officer — Chairman & CEO · Director
Period of report
Sep 1, 2015
Accepted (ET)
Sep 2, 2015 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001062231
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 28, 2015 | G | 29,443 | $0.00 | D | 63,413 | I | By Family/UGMA Trusts |
| Common StockF2 | Sep 1, 2015 | F | 10,610 | $19.14 | D | 273,976 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 41,725 shares which were previously owned directly. These shares were contributed to the insider's personal trust on June 3, 2015 and are now held indirectly.
- F2Excludes 41,725 shares that were contributed to a personal trust as described in footnote 1.