SEC Form 4 · accession 0001127602-15-024573
AMERICAN AXLE & MANUFACTURING HOLDINGS INC · AXL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven J Proctor
Officer — Group VP Strategic & Bus Dev
Period of report
Aug 7, 2015
Accepted (ET)
Aug 10, 2015 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001062231
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 7, 2015 | M | 10,000 | $15.58 | A | 56,178 | D | |
| Common Stock | Aug 7, 2015 | S | 402 | $20.58 | D | 55,776 | D | |
| Common Stock | Aug 7, 2015 | S | 2,000 | $20.59 | D | 53,776 | D | |
| Common Stock | Aug 7, 2015 | S | 2,400 | $20.60 | D | 51,376 | D | |
| Common Stock | Aug 7, 2015 | S | 200 | $20.61 | D | 51,176 | D | |
| Common Stock | Aug 7, 2015 | S | 1,300 | $20.62 | D | 49,876 | D | |
| Common Stock | Aug 7, 2015 | S | 100 | $20.63 | D | 49,776 | D | |
| Common Stock | Aug 7, 2015 | S | 1,800 | $20.64 | D | 47,976 | D | |
| Common Stock | Aug 7, 2015 | S | 4,016 | $20.65 | D | 43,960 | D | |
| Common Stock | Aug 7, 2015 | S | 602 | $20.66 | D | 43,358 | D | |
| Common Stock | Aug 7, 2015 | S | 2,202 | $20.67 | D | 41,156 | D | |
| Common Stock | Aug 7, 2015 | S | 4,251 | $20.68 | D | 36,905 | D | |
| Common Stock | Aug 7, 2015 | S | 1,929 | $20.69 | D | 34,976 | D | |
| Common Stock | Aug 7, 2015 | S | 200 | $20.70 | D | 34,776 | D | |
| Common Stock | Aug 7, 2015 | S | 979 | $20.71 | D | 33,797 | D | |
| Common Stock | Aug 7, 2015 | S | 419 | $20.72 | D | 33,378 | D | |
| Common Stock | Aug 7, 2015 | S | 200 | $20.73 | D | 33,178 | D | |
| Common Stock | Aug 7, 2015 | S | 500 | $20.74 | D | 32,678 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy)F1 | $15.58 | Aug 7, 2015 | M | 10,000 | D | — | Mar 15, 2016 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1These options are fully vested.