SEC Form 4 · accession 0001127602-15-011137
AMERICAN AXLE & MANUFACTURING HOLDINGS INC · AXL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elizabeth Anne Chappell
Director
Period of report
Mar 11, 2015
Accepted (ET)
Mar 12, 2015 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001062231
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 11, 2015 | M | 5,000 | $19.54 | A | 38,572 | D | |
| Common Stock | Mar 11, 2015 | S | 400 | $24.57 | D | 38,172 | D | |
| Common Stock | Mar 11, 2015 | S | 3,624 | $24.56 | D | 34,548 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy)F1 | $19.54 | Mar 11, 2015 | M | 5,000 | D | — | Apr 28, 2015 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1These options are fully vested.