SEC Form 4 · accession 0001209191-18-013990
CONVERGYS CORP · CVG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Andre S Valentine
Officer — Chief Financial Officer
Period of report
Feb 23, 2018
Accepted (ET)
Feb 27, 2018 · 5:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001062047
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF2 | Feb 23, 2018 | A | 18,334 | — | A | 117,688 | D | |
| Common SharesF3 | Feb 23, 2018 | F | 5,499 | $23.77 | D | 112,189 | D | |
| Common SharesF3 | Feb 23, 2018 | F | 3,349 | $23.77 | D | 108,840 | D | |
| Common SharesF4 | Feb 26, 2018 | A | 26,308 | — | A | 135,148 | D | |
| Common SharesF4 | Feb 26, 2018 | A | 26,308 | — | A | 161,456 | D | |
| Common SharesF5 | Feb 26, 2018 | A | 78,924 | — | A | 240,380 | D | |
| Common SharesF1 | holding | — | — | — | 2,512 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the Reporting Person's shares held in the Company's 401(k) plan.
- F2Represents common shares issued in settlement of Reporting Person's 2015 performance-based restricted stock units.
- F3Represents estimate of the number of shares withheld for taxes in connection with the vesting of restricted stock units. The exact number of shares withheld is not determinable at the time of filing due to the timing of payroll processes and will be revised by amendment, if necessary.
- F4Award of time-based restricted stock units that vest 25% on February 26, 2019, 25% on February 26, 2020, and 50% on February 27, 2021.
- F5Award of time-based restricted stock units that vest 50% on February 26, 2020 and 50% on February 26, 2021.