SEC Form 4 · accession 0001209191-17-038111
CONVERGYS CORP · CVG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey H Fox
Director
Period of report
Jun 2, 2017
Accepted (ET)
Jun 6, 2017 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001062047
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jun 2, 2017 | M | 10,000 | $12.79 | A | 323,804 | D | |
| Common SharesF2 | Jun 2, 2017 | S | 10,000 | $24.8377 | D | 313,804 | D | |
| Common Shares | holding | — | — | — | 15,000 | I | By Fox Family Charitable Trust | |
| Common Shares | holding | — | — | — | 310,000 | I | By FAMCO Enterprises Limited |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F3 | $12.79 | Jun 2, 2017 | M | 10,000 | D | — | Feb 10, 2022 | Common Shares | 10,000 | 146,370 | D |
Explanation of responses
- F1The amount of shares beneficially owned reflects the correction of an administrative error that overreported the Reporting Person's beneficial ownership by 0.52 shares.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.80 to $24.905, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The stock options were part of a previously reported grant that vested 50% on February 10, 2014 and 50% on February 10, 2015.