SEC Form 4 · accession 0001209191-15-082005

CONVERGYS CORP · CVG

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Jeffrey H Fox

Director

Period of report

Nov 20, 2015

Accepted (ET)

Nov 24, 2015 · 4:24 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001062047

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Shares	Nov 20, 2015	M	10,000	$12.79	A	394,355	D
Common Shares^F1	Nov 20, 2015	S	10,000	$25.136	D	384,355	D
Common Shares^F2	Nov 20, 2015	S	10,000	$25.059	D	30,000	I	By Fox Family Charitable Trust
Common Shares	Nov 23, 2015	M	10,218	$12.79	A	394,573	D
Common Shares^F3	Nov 23, 2015	S	10,218	$25.4828	D	384,355	D
Common Shares^F4	Nov 23, 2015	S	5,000	$25.5715	D	25,000	I	By Fox Family Charitable Trust
Common Shares	Nov 23, 2015	M	10,000	$12.79	A	394,354	D
Common Shares^F5	Nov 23, 2015	S	10,000	$25.6567	D	384,355	D
Common Shares	holding	—	—		—	350,000	I	By FAMCO Enterprises Limited

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options (Right to Buy)^F6	$12.79	Nov 20, 2015	M	10,000	D	—	—	Common Shares	10,000	196,588	D
Stock Options (Right to Buy)^F6	$12.79	Nov 23, 2015	M	10,218	D	—	—	Common Shares	10,218	186,370	D
Stock Options (Right to Buy)^F6	$12.79	Nov 23, 2015	M	10,000	D	—	—	Common Shares	10,000	176,370	D

Explanation of responses

F1The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.04 to $25.19, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4.
F2The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.02 to $25.12, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4.
F3The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.475 to $25.565, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4.
F4The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.565 to $25.58, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4.
F5The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.61 to $25.685, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4.
F6The stock options were part of a previously reported grant with a two year vesting, 50% on February 10, 2014 and 50% on February 10, 2015, that expires on February 10, 2022.