SEC Form 4 · accession 0001209191-15-064912
CONVERGYS CORP · CVG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrea J. Ayers
Officer — President & CEO · Director
Period of report
Aug 7, 2015
Accepted (ET)
Aug 10, 2015 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001062047
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Aug 7, 2015 | M | 52,980 | $13.76 | A | 355,909 | D | |
| Common Shares | Aug 7, 2015 | M | 57,897 | $12.79 | A | 413,806 | D | |
| Common Shares | Aug 7, 2015 | S | 52,980 | $23.40 | D | 360,826 | D | |
| Common Shares | Aug 7, 2015 | S | 57,897 | $23.40 | D | 302,929 | D | |
| Common SharesF1 | holding | — | — | — | 7,626 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to buy)F2 | $13.76 | Aug 7, 2015 | M | 52,980 | D | — | — | Common Shares | 52,980 | 0 | D |
| Employee Stock Option (Right to Buy)F3 | $12.79 | Aug 7, 2015 | M | 57,897 | D | — | — | Common Shares | 57,897 | 0 | D |
Explanation of responses
- F1This number represents the reporting person's shares held in the Company's 401(k) plan.
- F2The stock options had a two year vesting, 50% on February 4, 2013 and 50% on February 4, 2014.
- F3The stock options have a two year vesting, 50% on February 10, 2014 and 50% on February 10, 2015.