SEC Form 4 · accession 0001209191-15-041601
CONVERGYS CORP · CVG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F Barrett
Director
Period of report
May 11, 2015
Accepted (ET)
May 12, 2015 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001062047
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | May 11, 2015 | A | 4,354 | — | A | 98,124 | D | |
| Common SharesF2,F3 | holding | — | — | — | 1,368 | I | By Children | |
| Common SharesF4 | holding | — | — | — | 7,330,603 | I | By Corporation | |
| Common SharesF2,F5 | holding | — | — | — | 200 | I | By Wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award of time-based restricted stock units.
- F2The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F3The reporting person is a custodian for his minor children for these securities.
- F4The reporting person is an officer and director of Western and Southern Financial Group which, together with its subsidiaries, owns these securities. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F5Shares held in an IRA account.