SEC Form 4 · accession 0001061983-17-000065
CYTOKINETICS INC · CYTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Caryn Gordon McDowell
Officer — GC & Chief Compliance Officer
Period of report
Nov 2, 2017
Accepted (ET)
Nov 6, 2017 · 8:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001061983
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 2, 2017 | M | 77 | $6.67 | A | 17,982 | D | |
| Common Stock | Nov 2, 2017 | S | 2,460 | $12.90 | D | 15,522 | D | |
| Common Stock | Nov 2, 2017 | M | 653 | $6.67 | A | 16,175 | D | |
| Common Stock | Nov 2, 2017 | S | 1,800 | $13.00 | D | 14,375 | D | |
| Common Stock | Nov 2, 2017 | M | 625 | $6.37 | A | 15,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy) | $6.37 | Nov 2, 2017 | M | 625 | D | May 29, 2016 | May 29, 2025 | Common Stock | 625 | 11,875 | D |
| Incentive Stock Option (right to buy) | $6.67 | Nov 2, 2017 | M | 653 | D | Mar 23, 2016 | Feb 23, 2026 | Common Stock | 653 | 19,343 | D |
| Non-Qualified Stock Option (right to buy) | $6.67 | Nov 2, 2017 | M | 77 | D | Mar 23, 2016 | Feb 23, 2026 | Common Stock | 77 | 1,075 | D |
Explanation of responses
- F1The exercise reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017.