SEC Form 4 · accession 0001061983-17-000060
CYTOKINETICS INC · CYTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Caryn Gordon McDowell
Officer — GC & Chief Compliance Officer
Period of report
Oct 6, 2017
Accepted (ET)
Oct 10, 2017 · 7:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001061983
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 6, 2017 | M | 6,357 | $6.37 | A | 24,726 | D | |
| Common Stock | Oct 6, 2017 | S | 2,000 | $15.20 | D | 22,726 | D | |
| Common Stock | Oct 6, 2017 | M | 1,507 | $6.67 | A | 24,233 | D | |
| Common Stock | Oct 6, 2017 | S | 500 | $15.25 | D | 23,733 | D | |
| Common Stock | Oct 6, 2017 | M | 3,719 | $6.67 | A | 27,452 | D | |
| Common Stock | Oct 6, 2017 | S | 383 | $15.275 | D | 27,069 | D | |
| Common Stock | Oct 6, 2017 | S | 1,094 | $15.30 | D | 25,975 | D | |
| Common Stock | Oct 6, 2017 | S | 200 | $15.325 | D | 25,775 | D | |
| Common Stock | Oct 6, 2017 | S | 1,106 | $15.35 | D | 24,669 | D | |
| Common Stock | Oct 6, 2017 | S | 600 | $15.40 | D | 24,069 | D | |
| Common Stock | Oct 6, 2017 | S | 200 | $15.50 | D | 23,869 | D | |
| Common Stock | Oct 6, 2017 | S | 700 | $15.55 | D | 23,169 | D | |
| Common Stock | Oct 6, 2017 | S | 400 | $15.575 | D | 22,769 | D | |
| Common Stock | Oct 6, 2017 | S | 1,100 | $15.60 | D | 21,669 | D | |
| Common Stock | Oct 6, 2017 | S | 200 | $15.625 | D | 21,469 | D | |
| Common Stock | Oct 6, 2017 | S | 700 | $15.65 | D | 20,769 | D | |
| Common Stock | Oct 6, 2017 | S | 800 | $15.675 | D | 19,969 | D | |
| Common Stock | Oct 6, 2017 | S | 1,100 | $15.70 | D | 18,869 | D | |
| Common Stock | Oct 6, 2017 | S | 100 | $15.725 | D | 18,769 | D | |
| Common Stock | Oct 6, 2017 | S | 200 | $15.75 | D | 18,569 | D | |
| Common Stock | Oct 6, 2017 | S | 200 | $15.95 | D | 18,369 | D | |
| Common Stock | Oct 6, 2017 | S | 1,598 | $15.70 | D | 16,771 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy) | $6.37 | Oct 6, 2017 | M | 6,357 | D | May 29, 2016 | May 29, 2025 | Common Stock | 6,357 | 12,500 | D |
| Incentive Stock Option (right to buy) | $6.67 | Oct 6, 2017 | M | 3,719 | D | Mar 23, 2016 | Feb 23, 2026 | Common Stock | 3,719 | 19,996 | D |
| Non-Qualified Stock Option (right to buy) | $6.67 | Oct 6, 2017 | M | 1,507 | D | Mar 23, 2016 | Feb 23, 2026 | Common Stock | 1,507 | 1,152 | D |
Explanation of responses
- F1The exercise reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2017.