SEC Form 4 · accession 0001061983-17-000055
CYTOKINETICS INC · CYTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
L Patrick Gage
Director
Period of report
Sep 1, 2017
Accepted (ET)
Sep 1, 2017 · 7:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001061983
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 1, 2017 | M | 5,000 | $4.02 | A | 35,000 | D | |
| Common Stock | Sep 1, 2017 | S | 300 | $14.60 | D | 34,700 | D | |
| Common Stock | Sep 1, 2017 | S | 1,100 | $14.65 | D | 33,600 | D | |
| Common Stock | Sep 1, 2017 | S | 600 | $14.675 | D | 33,000 | D | |
| Common Stock | Sep 1, 2017 | S | 900 | $14.70 | D | 32,100 | D | |
| Common Stock | Sep 1, 2017 | S | 500 | $14.725 | D | 31,600 | D | |
| Common Stock | Sep 1, 2017 | S | 500 | $14.75 | D | 31,100 | D | |
| Common Stock | Sep 1, 2017 | S | 700 | $14.85 | D | 30,400 | D | |
| Common Stock | Sep 1, 2017 | S | 400 | $14.90 | D | 30,000 | D | |
| Common Stock | holding | — | — | — | 1,850 | I | by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $4.02 | Sep 1, 2017 | M | 5,000 | D | Feb 2, 2013 | Jan 2, 2023 | Common Stock | 5,000 | 27,302 | D |
Explanation of responses
- F1The exercise(s) reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2017.
- F2The sale(s) reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2017.