SEC Form 4 · accession 0001061983-17-000052
CYTOKINETICS INC · CYTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bradley Paul Morgan
Officer — SVP Drug Discovery & Early Dev
Period of report
Aug 31, 2017
Accepted (ET)
Sep 1, 2017 · 7:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001061983
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 31, 2017 | M | 16,666 | $6.67 | A | 63,107 | D | |
| Common Stock | Aug 31, 2017 | S | 16,666 | $15.00 | D | 46,441 | D | |
| Common Stock | Aug 31, 2017 | M | 15,206 | $7.96 | A | 61,647 | D | |
| Common Stock | Aug 31, 2017 | S | 15,206 | $15.00 | D | 46,441 | D | |
| Common Stock | Aug 31, 2017 | M | 2,294 | $7.96 | A | 48,735 | D | |
| Common Stock | Aug 31, 2017 | S | 2,294 | $15.00 | D | 46,441 | D | |
| Common Stock | Aug 31, 2017 | M | 11,552 | $9.65 | A | 57,993 | D | |
| Common Stock | Aug 31, 2017 | S | 11,552 | $15.00 | D | 46,441 | D | |
| Common Stock | Aug 31, 2017 | M | 13,448 | $9.65 | A | 59,889 | D | |
| Common Stock | Aug 31, 2017 | S | 13,448 | $15.00 | D | 46,441 | D | |
| Common Stock | Aug 31, 2017 | M | 3,795 | $6.00 | A | 50,236 | D | |
| Common Stock | Aug 31, 2017 | S | 3,795 | $15.00 | D | 46,441 | D | |
| Common Stock | Aug 31, 2017 | M | 21,204 | $6.00 | A | 67,645 | D | |
| Common Stock | Aug 31, 2017 | S | 21,204 | $15.00 | D | 46,441 | D | |
| Common Stock | Aug 31, 2017 | M | 1,079 | $6.30 | A | 47,520 | D | |
| Common Stock | Aug 31, 2017 | S | 1,079 | $15.00 | D | 46,441 | D | |
| Common Stock | Aug 31, 2017 | M | 13,920 | $6.30 | A | 60,361 | D | |
| Common Stock | Aug 31, 2017 | S | 13,920 | $15.00 | D | 46,441 | D | |
| Common Stock | Aug 31, 2017 | M | 617 | $9.42 | A | 47,058 | D | |
| Common Stock | Aug 31, 2017 | S | 617 | $15.00 | D | 46,441 | D | |
| Common Stock | Aug 31, 2017 | M | 11,883 | $9.42 | A | 58,324 | D | |
| Common Stock | Aug 31, 2017 | S | 11,883 | $15.00 | D | 46,441 | D | |
| Common Stock | Aug 31, 2017 | M | 694 | $11.10 | A | 47,135 | D | |
| Common Stock | Aug 31, 2017 | S | 694 | $15.00 | D | 46,441 | D | |
| Common Stock | Aug 31, 2017 | M | 2,639 | $11.10 | A | 49,080 | D | |
| Common Stock | Aug 31, 2017 | S | 2,639 | $15.00 | D | 46,441 | D | |
| Common Stock | Aug 31, 2017 | M | 695 | $11.10 | A | 47,136 | D | |
| Common Stock | Aug 31, 2017 | S | 695 | $15.00 | D | 46,441 | D | |
| Common Stock | Aug 31, 2017 | M | 2,638 | $11.10 | A | 49,079 | D | |
| Common Stock | Aug 31, 2017 | S | 2,638 | $15.00 | D | 46,441 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy) | $6.00 | Aug 31, 2017 | M | 21,204 | D | Apr 5, 2013 | Mar 5, 2023 | Common Stock | 21,204 | 0 | D |
| Incentive Stock Option (right to buy) | $6.30 | Aug 31, 2017 | M | 13,920 | D | Apr 5, 2012 | Mar 5, 2022 | Common Stock | 13,920 | 0 | D |
| Incentive Stock Option (right to buy) | $7.96 | Aug 31, 2017 | M | 2,294 | D | Mar 26, 2015 | Feb 26, 2025 | Common Stock | 2,294 | 8,750 | D |
| Incentive Stock Option (right to buy) | $9.42 | Aug 31, 2017 | M | 11,883 | D | Mar 28, 2011 | Feb 28, 2021 | Common Stock | 11,883 | 0 | D |
| Incentive Stock Option (right to buy) | $9.65 | Aug 31, 2017 | M | 13,448 | D | Mar 24, 2014 | Feb 24, 2024 | Common Stock | 13,448 | 5,000 | D |
| Incentive Stock Option (right to buy) | $11.10 | Aug 31, 2017 | M | 2,639 | D | Mar 26, 2009 | Feb 26, 2019 | Common Stock | 2,639 | 2,638 | D |
| Incentive Stock Option (right to buy) | $11.10 | Aug 31, 2017 | M | 2,638 | D | Mar 26, 2009 | Feb 26, 2019 | Common Stock | 2,638 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $6.00 | Aug 31, 2017 | M | 3,795 | D | Apr 5, 2013 | Mar 5, 2023 | Common Stock | 3,795 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $6.30 | Aug 31, 2017 | M | 1,079 | D | Apr 5, 2012 | Mar 5, 2022 | Common Stock | 1,079 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $6.67 | Aug 31, 2017 | M | 16,666 | D | Mar 23, 2016 | Feb 23, 2026 | Common Stock | 16,666 | 14,517 | D |
| Non-Qualified Stock Option (right to buy) | $7.96 | Aug 31, 2017 | M | 15,206 | D | Mar 26, 2015 | Feb 26, 2025 | Common Stock | 15,206 | 3,750 | D |
| Non-Qualified Stock Option (right to buy) | $9.42 | Aug 31, 2017 | M | 617 | D | Mar 28, 2011 | Feb 28, 2021 | Common Stock | 617 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $9.65 | Aug 31, 2017 | M | 11,552 | D | Mar 24, 2014 | Feb 24, 2024 | Common Stock | 11,552 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $11.10 | Aug 31, 2017 | M | 694 | D | Mar 26, 2009 | Feb 26, 2019 | Common Stock | 694 | 695 | D |
| Non-Qualified Stock Option (right to buy) | $11.10 | Aug 31, 2017 | M | 695 | D | Mar 26, 2009 | Feb 26, 2019 | Common Stock | 695 | 0 | D |
Explanation of responses
- F1The exercise(s) reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 30, 2017.
- F2The sale(s) reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 30, 2017.