SEC Form 4 · accession 0001628280-26-062609
ICON PLC · ICLR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Dr Climax
Director
Period of report
Sep 16, 2026
Accepted (ET)
Sep 18, 2026 · 6:08 am EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001060955
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Sep 16, 2026 | M | 5,005 | $125.74 | A | 7,092 | D | |
| Ordinary Shares | Sep 16, 2026 | S | 5,005 | $175.00 | D | 2,087 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1,F2 | $125.74 | Sep 16, 2026 | M | 5,005 | D | — | — | Ordinary Shares | 5,005 | 0 | D |
Explanation of responses
- F1Fully vested.
- F2The stock options expire on the eighth anniversary of the grant date, May 18, 2018, subject to automatic extension until the 30th trading day following any period during which exercise is prohibited under the Issuer's Share Trading Policy or applicable law, but in no event later than the tenth anniversary of the grant date.
Remarks
Due to the issuer's status as a foreign private issuer pursuant to Rule 3a12-3(b) under the Securities Exchange Act of 1934 (the "Act"), the reporting person's transactions in the issuer's equity securities are exempt from Sections 16(b) and 16(c) of the Act.