SEC Form 4 · accession 0001593968-19-000767
CARTERS INC · CRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julie D'Emilio
Officer — EVP, Sales
Period of report
Mar 11, 2019
Accepted (ET)
Mar 12, 2019 · 5:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060822
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 11, 2019 | A | 4,000 | $18.14 | A | 26,773 | D | |
| Common StockF1,F3,F2 | Mar 11, 2019 | S | 2,793 | $92.569 | D | 23,980 | D | |
| Common StockF1,F4,F2,F5 | Mar 11, 2019 | S | 1,207 | $93.2825 | D | 22,773 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Purchase)F1 | $18.14 | Mar 11, 2019 | M | 4,000 | D | Mar 12, 2010 | Mar 12, 2019 | Common Stock | 4,000 | 0 | D |
Explanation of responses
- F1The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan.
- F2Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
- F3This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $92.10 to $93.05, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F4This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $93.23 to $93.39, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F5The amount of securities beneficially owned includes 3 fewer shares of common stock than would otherwise be reflected in order to remedy an inadvertent clerical error in previous Section 16 filings.