SEC Form 4 · accession 0001593968-19-000450
CARTERS INC · CRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Royer Smith
Officer — EVP Supply Chain
Period of report
Feb 13, 2019
Accepted (ET)
Feb 14, 2019 · 5:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060822
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 13, 2019 | A | 3,236 | $0.00 | A | 21,146 | D | |
| Common StockF3,F2 | Feb 13, 2019 | A | 3,236 | $0.00 | A | 24,382 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date.
- F2Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
- F3These restricted shares cliff vest based upon the achievement of certain 2021 targets.