SEC Form 4 · accession 0001593968-18-001434
CARTERS INC · CRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Royer Smith
Officer — EVP Supply Chain
Period of report
Nov 11, 2018
Accepted (ET)
Nov 13, 2018 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060822
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Nov 11, 2018 | F | 430 | $93.51 | D | 17,910 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.
- F2Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
- F3The amount of securities beneficially owned includes 20 fewer shares of common stock than would otherwise be reflected in order to remedy an inadvertent clerical error in previous Section 16 filings.