SEC Form 4 · accession 0001593968-18-000428
CARTERS INC · CRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael C. Wu
Officer — SVP,General Counsel & Secy
Period of report
Feb 27, 2018
Accepted (ET)
Feb 28, 2018 · 5:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060822
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Feb 27, 2018 | A | 67 | $0.00 | A | 12,143 | D | |
| Common StockF4,F3 | Feb 27, 2018 | F | 865 | $116.98 | D | 11,278 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the above-target vesting of performance shares that were initially issued and reported in February 2015.
- F2Granted at no cost to the reporting person.
- F3Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
- F4The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.