SEC Form 5 · accession 0001593968-18-000269
CARTERS INC · CRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Fulton
Director
Period of report
Dec 30, 2017
Accepted (ET)
Feb 6, 2018 · 5:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060822
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 1, 2017 | G | 1,200 | $0.00 | D | 66,556 | D | |
| Common StockF1,F2 | Aug 2, 2017 | G | 1,200 | $0.00 | D | 65,356 | D | |
| Common StockF1,F2,F3 | Nov 1, 2017 | G | 2,000 | $0.00 | D | 63,356 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transfer by gift to a charitable organization. Mr. Fulton received no consideration for the transfer of the securities.
- F2Some of these shares were granted pursuant to the Issuer's Amended and Restated Equity Incentive Plan as part of the Reporting Person's annual director compensation.
- F3The amount of securities beneficially owned includes 260 additional shares of common stock than would otherwise be reflected in order to remedy an inadvertent clerical error in previous Section 16 filings for Mr. Fulton.