SEC Form 5 · accession 0001593968-18-000268
CARTERS INC · CRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Royer Smith
Officer — EVP Supply Chain
Period of report
Dec 30, 2017
Accepted (ET)
Feb 6, 2018 · 5:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060822
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 5, 2016 | L | 2 | $91.40 | A | 16,063 | D | |
| Common StockF1,F2 | Mar 27, 2017 | L | 5 | $87.69 | A | 16,067 | D | |
| Common StockF3,F2 | Nov 11, 2017 | F | 455 | $101.54 | D | 15,612 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction reported in this Form 5 reflects shares purchased as a result of a dividend reinvestment.
- F2Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
- F3The transaction reported in this Form 5 reflects an exempt withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock which was not previously reported due to a clerical error.