SEC Form 4 · accession 0001593968-18-000046
CARTERS INC · CRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Greg Foglesong
Officer — EVP Retail, Marketing, Growth
Period of report
Jan 2, 2018
Accepted (ET)
Jan 3, 2018 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060822
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 2, 2018 | M | 6,000 | $23.12 | A | 28,597 | D | |
| Common StockF2,F1 | Jan 2, 2018 | S | 5,200 | $117.88 | D | 23,397 | D | |
| Common StockF3,F1 | Jan 2, 2018 | S | 800 | $118.63 | D | 22,597 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F4 | $23.12 | Jan 2, 2018 | M | 6,000 | D | Aug 11, 2011 | Aug 11, 2020 | Common Stock | 6,000 | 0 | D |
Explanation of responses
- F1Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
- F2This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $117.50 to $118.48, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F3This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $118.59 to $118.67, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F4These options are all exercisable.