SEC Form 4 · accession 0001593968-17-001008
CARTERS INC · CRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Q Moore
Officer — EVP Strategy and Bus Dev
Period of report
Aug 16, 2017
Accepted (ET)
Aug 18, 2017 · 8:28 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060822
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 16, 2017 | A | 3,204 | $0.00 | A | 3,204 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F3,F2 | $85.71 | Aug 16, 2017 | A | 14,900 | A | Aug 16, 2018 | Aug 16, 2027 | Common Stock | 14,900 | 14,900 | D |
Explanation of responses
- F1These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date.
- F2Granted at no cost to the reporting person.
- F3These time-vesting options are exercisable in four equal annual installments beginning one year from the grant date.