SEC Form 4 · accession 0001593968-17-000967
CARTERS INC · CRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Whiddon
Director
Period of report
Aug 3, 2017
Accepted (ET)
Aug 7, 2017 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060822
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 3, 2017 | S | 7,500 | $89.54 | D | 62,849 | D | |
| Common StockF3,F2 | Aug 4, 2017 | S | 10,000 | $90.96 | D | 52,849 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $89.51 to $89.62, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F2Some of these shares were granted pursuant to the Issuer's Amended and Restated Equity Incentive Plan as part of the Reporting Person's annual director compensation.
- F3This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $90.75 to $91.35, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.