SEC Form 4 · accession 0001593968-17-000640
CARTERS INC · CRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jill Wilson
Officer — SVP HR and Talent Development
Period of report
May 2, 2017
Accepted (ET)
May 4, 2017 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060822
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | May 2, 2017 | S | 2,513 | $92.10 | D | 19,602 | D | |
| Common StockF3,F4 | May 2, 2017 | G | 824 | $0.00 | A | 18,778 | D | |
| Common StockF1,F3 | May 2, 2017 | M | 1,775 | $28.44 | A | 20,553 | D | |
| Common StockF1,F5,F3 | May 2, 2017 | S | 1,775 | $92.1062 | D | 18,778 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1,F6 | $28.44 | May 2, 2017 | M | 1,775 | D | Feb 24, 2012 | Feb 24, 2021 | Common Stock | 1,775 | 2,000 | D |
Explanation of responses
- F1The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan.
- F2This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $92.05 to $92.17, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F3Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
- F4The transaction reported involved a gift by the reporting person of shares of common stock to a charitable donor advised fund.
- F5This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $92.05 to $92.16, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F6These options are all exercisable.