SEC Form 4 · accession 0001593968-17-000359
CARTERS INC · CRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard F. Westenberger
Officer — EVP and CFO
Period of report
Feb 23, 2017
Accepted (ET)
Feb 27, 2017 · 7:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060822
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Feb 23, 2017 | A | 160 | $0.00 | A | 54,118 | D | |
| Common StockF4,F3 | Feb 23, 2017 | F | 1,898 | $87.06 | D | 52,220 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the above-target vesting of performance shares that were initially issued and reported in February 2014.
- F2Granted at no cost to the reporting person.
- F3Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
- F4The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.