SEC Form 4 · accession 0001593968-17-000338
CARTERS INC · CRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Dennis Casey
Officer — Chairman and CEO · Director
Period of report
Feb 16, 2017
Accepted (ET)
Feb 21, 2017 · 6:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060822
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 16, 2017 | F | 1,655 | $82.92 | D | 379,113 | D | |
| Common StockF1,F2 | Feb 18, 2017 | F | 1,798 | $83.72 | D | 377,315 | D | |
| Common StockF1,F2 | Feb 18, 2017 | F | 1,678 | $83.72 | D | 375,637 | D | |
| Common StockF1,F2 | Feb 20, 2017 | F | 2,996 | $83.72 | D | 372,641 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock.
- F2Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.