SEC Form 4 · accession 0001140361-16-056104
CARTERS INC · CRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Lynch
Officer — President, Carter's, Inc.
Period of report
Feb 29, 2016
Accepted (ET)
Mar 2, 2016 · 5:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060822
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Feb 29, 2016 | S | 200 | $100.50 | D | 80,838 | D | |
| Common StockF1,F4,F3 | Feb 29, 2016 | S | 1,780 | $101.66 | D | 79,058 | D | |
| Common StockF1,F5,F3 | Feb 29, 2016 | S | 4,720 | $102.54 | D | 74,338 | D | |
| Common StockF1,F6,F3 | Feb 29, 2016 | S | 300 | $103.07 | D | 74,038 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan.
- F2This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $100.00 to $100.99, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F3Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
- F4This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $101.04 to $101.99, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price
- F5This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $102.01 to $102.90, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price
- F6This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $103.00 to $103.11, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price