SEC Form 4 · accession 0001140361-16-056103
CARTERS INC · CRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jill Wilson
Officer — SVP Human Resources
Period of report
Feb 29, 2016
Accepted (ET)
Mar 2, 2016 · 5:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060822
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 29, 2016 | M | 1,500 | $26.49 | A | 25,726 | D | |
| Common StockF1 | Feb 29, 2016 | M | 1,250 | $28.04 | A | 26,976 | D | |
| Common StockF1 | Feb 29, 2016 | M | 725 | $28.44 | A | 27,701 | D | |
| Common StockF2,F1 | Feb 29, 2016 | S | 6,185 | $102.26 | D | 21,516 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Purchase)F3 | $26.49 | Feb 29, 2016 | M | 1,500 | D | — | Aug 5, 2019 | Common Stock | 1,500 | 0 | D |
| Employee Stock Option (Right to Purchase)F3 | $28.04 | Feb 29, 2016 | M | 1,250 | D | — | Feb 16, 2020 | Common Stock | 1,250 | 0 | D |
| Employee Stock Option (Right to Purchase)F3 | $28.44 | Feb 29, 2016 | M | 725 | D | — | Feb 24, 2021 | Common Stock | 725 | 3,775 | D |
Explanation of responses
- F1Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
- F2This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $102.00 to $102.47, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F3These options are all exercisable.