SEC Form 5 · accession 0001140361-16-052381
CARTERS INC · CRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Fulton
Director
Period of report
Jan 2, 2016
Accepted (ET)
Feb 12, 2016 · 5:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060822
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 3, 2015 | G | 1,200 | $0.00 | D | 112,353 | D | |
| Common StockF1 | Aug 14, 2015 | G | 9,000 | $0.00 | D | 89,442 | D | |
| Common StockF1,F2 | Nov 19, 2015 | G | 3,000 | $0.00 | D | 86,842 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transfer by gift to a charitable organization. Mr Fulton received no consideration for the transfer of the securities.
- F2The number of shares beneficially owned by Mr. Fulton in this Form 5 reflects 400 additional shares mistakenly omitted from the adjustments made in the Form 4 filed on May 11, 2015.