SEC Form 4 · accession 0001140361-15-043396

CARTERS INC · CRI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Executive Officer

Period of report

Nov 30, 2015

Accepted (ET)

Dec 2, 2015 · 4:26 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001060822

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F2,F1	Nov 30, 2015	M	4,750	$22.19	A	412,435	D
Common Stock^F2,F1	Nov 30, 2015	M	18,905	$17.90	A	431,340	D
Common Stock^F2,F3,F1	Nov 30, 2015	S	14,590	$86.26	D	416,750	D
Common Stock^F2,F4,F1	Nov 30, 2015	S	8,200	$87.39	D	408,550	D
Common Stock^F2,F5,F1	Nov 30, 2015	S	820	$88.23	D	407,730	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Purchase)^F2,F6	$22.19	Nov 30, 2015	M	4,705	D	—	Feb 15, 2017	Common Stock	4,705	0	D
Employee Stock Option (Right to Purchase)^F2,F6	$17.90	Nov 30, 2015	M	18,905	D	—	Aug 6, 2018	Common Stock	18,905	106,095	D

F1Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
F2The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 5, 2015.
F3This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $85.82 to $86.77, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F4This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $86.98 to $87.90, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F5This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $88.10 to $88.55, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F6These options are all exercisable.