SEC Form 4 · accession 0001140361-15-042780

CARTERS INC · CRI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Executive Officer

Period of report

Nov 23, 2015

Accepted (ET)

Nov 24, 2015 · 5:02 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001060822

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Nov 23, 2015	M	6,360	$22.19	A	431,340	D
Common Stock^F2,F3,F1	Nov 23, 2015	S	3,716	$87.52	D	427,624	D
Common Stock^F2,F4,F1	Nov 23, 2015	S	19,894	$88.17	D	407,730	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Purchase)^F5	$22.19	Nov 23, 2015	M	6,360	D	—	Feb 15, 2017	Common Stock	6,360	4,705	D

F1Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
F2This transaction was effectuated pusuant to a Rule 10b5-1 trading plan entered into on May 5, 2015.
F3This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $86.73 to $87.72, inclusive. Upon request by the Commissioner staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F4This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $87.75 to $88.61, inclusive. Upon request by the Commissioner staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F5These options are all execisable.