SEC Form 4 · accession 0001140361-15-040898
CARTERS INC · CRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Royer Smith
Officer — EVP Supply Chain
Period of report
Nov 11, 2015
Accepted (ET)
Nov 12, 2015 · 5:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060822
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 11, 2015 | A | 3,800 | $0.00 | A | 3,800 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Purchase)F3,F2 | $86.88 | Nov 11, 2015 | A | 8,200 | A | Nov 11, 2016 | Nov 11, 2025 | Common Stock | 8,200 | 8,200 | D |
Explanation of responses
- F1These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from November 11, 2015.
- F2Granted at no cost to the Reporting Person.
- F3These time-vesting options are exercisable in four equal annual installments beginning one year from November 11, 2015.