SEC Form 4 · accession 0001140361-15-040847
CARTERS INC · CRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Dennis Casey
Officer — Chief Executive Officer
Period of report
Nov 9, 2015
Accepted (ET)
Nov 12, 2015 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060822
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Nov 9, 2015 | S | 21,410 | $87.45 | D | 450,790 | D | |
| Common StockF1,F4,F3 | Nov 9, 2015 | S | 1,400 | $88.20 | D | 449,390 | D | |
| Common StockF1,F5,F3 | Nov 9, 2015 | S | 800 | $89.56 | D | 448,590 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was effectuated pusuant to a Rule 10b5-1 trading plan entered into on May 5, 2015.
- F2This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $86.95 to $87.95, inclusive. Upon request by the Commissioner staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F3Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
- F4This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $87.96 to $88.54, inclusive. Upon request by the Commissioner staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F5This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $89.33 to $90.0, inclusive. Upon request by the Commissioner staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.