SEC Form 4 · accession 0001140361-15-010532
CARTERS INC · CRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard F. Westenberger
Officer — Chief Financial Officer
Period of report
Mar 3, 2015
Accepted (ET)
Mar 5, 2015 · 5:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060822
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 3, 2015 | S | 2,500 | $90.88 | D | 44,563 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $90.84 to $90.91, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F2Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.