SEC Form 4 · accession 0001140361-17-016334
CARDINAL FINANCIAL CORP · CFNL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
B G Beck
Director
Period of report
Apr 19, 2017
Accepted (ET)
Apr 21, 2017 · 9:05 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060523
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 19, 2017 | M | 1,350 | $7.08 | A | 138,144 | D | |
| Common Stock | Apr 19, 2017 | M | 2,500 | $7.56 | A | 140,644 | D | |
| Common Stock | Apr 19, 2017 | S | 3,850 | $28.47 | D | 136,794 | D | |
| Common Stock | holding | — | — | — | 5,000 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $7.08 | Apr 19, 2017 | M | 1,350 | D | Apr 24, 2008 | Apr 24, 2018 | Common Stock | 1,350 | 0 | D |
| Stock Option | $7.56 | Apr 19, 2017 | M | 2,500 | D | Apr 24, 2009 | Apr 24, 2019 | Common Stock | 2,500 | 0 | D |