SEC Form 4 · accession 0001140361-17-016331
CARDINAL FINANCIAL CORP · CFNL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Hamilton Lambert
Director
Period of report
Apr 19, 2017
Accepted (ET)
Apr 21, 2017 · 9:01 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060523
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 19, 2017 | M | 5,000 | $15.02 | A | 33,617 | D | |
| Common Stock | Apr 19, 2017 | M | 5,000 | $16.73 | A | 38,617 | D | |
| Common Stock | holding | — | — | — | 79,222 | I | By Trust | |
| Common Stock | holding | — | — | — | 6,000 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $15.02 | Apr 19, 2017 | M | 5,000 | D | Apr 19, 2013 | Apr 19, 2023 | Common Stock | 5,000 | 0 | D |
| Stock Option | $16.73 | Apr 19, 2017 | M | 5,000 | D | Apr 28, 2014 | Apr 28, 2024 | Common Stock | 5,000 | 0 | D |