SEC Form 4 · accession 0001140361-17-016201
CARDINAL FINANCIAL CORP · CFNL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William E Peterson
Director
Period of report
Apr 18, 2017
Accepted (ET)
Apr 19, 2017 · 6:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060523
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 18, 2017 | M | 1,350 | $7.08 | A | 71,985 | D | |
| Common Stock | Apr 18, 2017 | M | 2,500 | $7.56 | A | 74,485 | D | |
| Common Stock | Apr 18, 2017 | M | 5,000 | $11.35 | A | 79,485 | D | |
| Common Stock | Apr 18, 2017 | M | 7,500 | $11.03 | A | 86,985 | D | |
| Common Stock | Apr 18, 2017 | M | 5,000 | $15.02 | A | 91,985 | D | |
| Common Stock | Apr 18, 2017 | M | 5,000 | $16.73 | A | 96,985 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $7.08 | Apr 18, 2017 | M | 1,350 | D | Apr 24, 2008 | Apr 24, 2018 | Common Stock | 1,350 | 0 | D |
| Stock Option | $7.56 | Apr 18, 2017 | M | 2,500 | D | Apr 24, 2009 | Apr 24, 2019 | Common Stock | 2,500 | 0 | D |
| Stock Option | $11.35 | Apr 18, 2017 | M | 5,000 | D | Apr 23, 2010 | Apr 23, 2020 | Common Stock | 5,000 | 0 | D |
| Stock Option | $11.03 | Apr 18, 2017 | M | 7,500 | D | Apr 15, 2011 | Apr 15, 2021 | Common Stock | 7,500 | 0 | D |
| Stock Option | $15.02 | Apr 18, 2017 | M | 5,000 | D | Apr 19, 2013 | Apr 19, 2023 | Common Stock | 5,000 | 0 | D |
| Stock Option | $16.73 | Apr 18, 2017 | M | 5,000 | D | Apr 28, 2014 | Apr 28, 2024 | Common Stock | 5,000 | 0 | D |