SEC Form 4 · accession 0001140361-17-012476
CARDINAL FINANCIAL CORP · CFNL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
F Kevin Reynolds
Officer — President, Cardinal Bank, N.A.
Period of report
Mar 15, 2017
Accepted (ET)
Mar 17, 2017 · 10:24 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060523
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 15, 2017 | M | 6,031 | $16.58 | A | 27,667 | D | |
| Common Stock | Mar 15, 2017 | F | 3,253 | $30.73 | D | 24,414 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $16.58 | Mar 15, 2017 | M | 6,031 | D | — | — | Common Stock | 6,031 | 3,253 | D |
Explanation of responses
- F1The stock options vest as follows: 25% immediately on date of grant, February 13, 2013, and 25% on the anniversary date of grant for three years.