SEC Form 5 · accession 0001140361-17-007157

CARDINAL FINANCIAL CORP · CFNL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Bernard H Clineburg

Officer — Chairman, President and CEO · Director

Period of report

Dec 31, 2016

Accepted (ET)

Feb 14, 2017 · 3:31 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001060523

Table I — non-derivative securities

No Table I lines on this filing.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Deferred Stock Unit^F1	—	Jan 4, 2016	A	90	A	—	—	Common Stock	90	51,998	D
Deferred Stock Unit^F1	—	Jan 22, 2016	A	342	A	—	—	Common Stock	342	52,340	D
Deferred Stock Unit^F2,F1	—	Feb 2, 2016	A	340	A	—	—	Common Stock	340	52,679	D
Deferred Stock Unit^F1	—	Feb 9, 2016	A	345	A	—	—	Common Stock	345	53,025	D
Deferred Stock Unit^F1	—	Feb 16, 2016	A	326	A	—	—	Common Stock	326	53,351	D
Deferred Stock Unit^F1	—	Mar 1, 2016	A	316	A	—	—	Common Stock	316	53,667	D
Deferred Stock Unit^F1	—	Mar 16, 2016	A	317	A	—	—	Common Stock	317	53,984	D
Deferred Stock Unit^F1	—	Apr 5, 2016	A	322	A	—	—	Common Stock	322	54,306	D
Deferred Stock Unit^F1	—	Apr 19, 2016	A	304	A	—	—	Common Stock	304	54,609	D
Deferred Stock Unit^F1	—	May 2, 2016	A	280	A	—	—	Common Stock	280	54,889	D
Deferred Stock Unit^F2,F1	—	May 3, 2016	A	301	A	—	—	Common Stock	301	55,189	D
Deferred Stock Unit^F1	—	May 17, 2016	A	295	A	—	—	Common Stock	295	55,484	D
Deferred Stock Unit^F1	—	Jun 2, 2016	A	270	A	—	—	Common Stock	270	55,755	D
Deferred Stock Unit^F1	—	Jun 16, 2016	A	285	A	—	—	Common Stock	285	56,040	D
Deferred Stock Unit^F1	—	Jul 1, 2016	A	290	A	—	—	Common Stock	290	56,329	D
Deferred Stock Unit^F1	—	Jul 18, 2016	A	274	A	—	—	Common Stock	274	56,604	D
Deferred Stock Unit^F1	—	Aug 1, 2016	A	248	A	—	—	Common Stock	248	56,852	D
Deferred Stock Unit^F2,F1	—	Aug 2, 2016	A	271	A	—	—	Common Stock	271	57,123	D
Deferred Stock Unit^F1	—	Aug 16, 2016	A	242	A	—	—	Common Stock	242	57,366	D
Deferred Stock Unit^F1	—	Sep 1, 2016	A	235	A	—	—	Common Stock	235	57,601	D
Deferred Stock Unit^F1	—	Sep 16, 2016	A	243	A	—	—	Common Stock	243	57,844	D
Deferred Stock Unit^F1	—	Oct 3, 2016	A	241	A	—	—	Common Stock	241	58,085	D
Deferred Stock Unit^F1	—	Oct 18, 2016	A	246	A	—	—	Common Stock	246	58,331	D
Deferred Stock Unit^F2,F1	—	Nov 1, 2016	A	271	A	—	—	Common Stock	271	58,602	D
Deferred Stock Unit^F1	—	Nov 1, 2016	A	242	A	—	—	Common Stock	242	58,843	D
Deferred Stock Unit^F1	—	Nov 16, 2016	A	202	A	—	—	Common Stock	202	59,045	D
Deferred Stock Unit^F1	—	Dec 1, 2016	A	194	A	—	—	Common Stock	194	59,239	D
Deferred Stock Unit^F1	—	Dec 16, 2016	A	196	A	—	—	Common Stock	196	59,434	D

Explanation of responses

F1Each Deferred Stock Unit is the economic equivalent of one share of CFNL common stock. The Deferred Stock Units become payable in shares of common stock in accordance with the terms of the Cardinal Financial Corporation Executive Deferred Income Plan.
F2Company match to Deferred Stock Units in accordance with the terms of the Cardinal Financial Corporation Executive Deferred Income Plan.