SEC Form 4 · accession 0001140361-16-090646
CARDINAL FINANCIAL CORP · CFNL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alice P Frazier
Officer — Chief Operating Officer
Period of report
Dec 21, 2016
Accepted (ET)
Dec 22, 2016 · 5:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060523
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 21, 2016 | M | 25,000 | $6.14 | A | 45,340 | D | |
| Common Stock | Dec 21, 2016 | S | 25,000 | $33.0521 | D | 20,340 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $6.14 | Dec 21, 2016 | M | 25,000 | A | — | Mar 25, 2019 | Common Stock | 25,000 | 0 | D |
Explanation of responses
- F1The option vested in five equal installments beginning on March 25, 2010.