SEC Form 4 · accession 0001140361-16-078059
CARDINAL FINANCIAL CORP · CFNL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Hamilton Lambert
Director
Period of report
Aug 29, 2016
Accepted (ET)
Aug 29, 2016 · 3:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060523
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 29, 2016 | M | 5,000 | $11.35 | A | 70,567 | I | By Trust |
| Common Stock | Aug 29, 2016 | M | 7,500 | $11.03 | A | 78,067 | I | By Trust |
| Common Stock | holding | — | — | — | 28,617 | D | ||
| Common Stock | holding | — | — | — | 6,000 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $11.35 | Aug 29, 2016 | M | 5,000 | D | Apr 23, 2010 | Apr 23, 2020 | Common Stock | 5,000 | 0 | D |
| Employee Stock Option (right to buy) | $11.03 | Aug 29, 2016 | M | 7,500 | D | Apr 15, 2011 | Apr 15, 2021 | Common Stock | 7,500 | 0 | D |