SEC Form 4 · accession 0001140361-16-071288
CARDINAL FINANCIAL CORP · CFNL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A Wendel
Officer — EVP/Chief Financial Officer
Period of report
Jun 29, 2016
Accepted (ET)
Jun 30, 2016 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060523
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 29, 2016 | M | 15,000 | $11.16 | A | 32,534 | D | |
| Common StockF1 | Jun 29, 2016 | S | 15,000 | $21.1014 | D | 17,534 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $11.16 | Jun 29, 2016 | M | 15,000 | D | Jul 19, 2007 | Jul 19, 2016 | Common Stock | 15,000 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2016.