SEC Form 4 · accession 0001140361-16-053877
CARDINAL FINANCIAL CORP · CFNL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A Wendel
Officer — EVP/Chief Financial Officer
Period of report
Feb 16, 2016
Accepted (ET)
Feb 18, 2016 · 1:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060523
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 16, 2016 | A | 5,000 | $0.00 | A | 17,534 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $19.18 | Feb 16, 2016 | A | 1,000 | A | — | Feb 16, 2026 | Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1The restricted stock awards vest as follows: 1/3 immediately and 1/3 on the anniversary date of the award for two years.
- F2The stock options vest as follows: 1/3 immediately and 1/3 on the anniversary date of grant for two years.