SEC Form 4 · accession 0001140361-15-042985
CARDINAL FINANCIAL CORP · CFNL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William E Peterson
Director
Period of report
Nov 24, 2015
Accepted (ET)
Nov 27, 2015 · 1:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060523
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 24, 2015 | A | 1,500 | $0.00 | A | 55,757 | D | |
| Common Stock | Nov 25, 2015 | A | 2,750 | $11.15 | A | 58,507 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Purchase)F1 | $11.15 | Nov 25, 2015 | A | 2,750 | A | — | Dec 14, 2015 | Common Stock | 2,750 | 2,750 | D |
Explanation of responses
- F1The stock option was granted on 12/14/2005.