SEC Form 4 · accession 0001140361-15-042754
CARDINAL FINANCIAL CORP · CFNL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Hamilton Lambert
Director
Period of report
Nov 23, 2015
Accepted (ET)
Nov 24, 2015 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060523
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 23, 2015 | M | 2,750 | $11.15 | A | 28,617 | D | |
| Common Stock | holding | — | — | — | 62,186 | I | By Trust | |
| Common Stock | holding | — | — | — | 6,000 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $11.15 | Nov 23, 2015 | M | 2,750 | D | Dec 14, 2005 | Dec 14, 2015 | Common Stock | 2,750 | 0 | D |
Explanation of responses
- F1The total number of shares reported has been reduced due to prior inadvertent over-reporting the total number of shares beneficially owned by the reporting person.