SEC Form 5 · accession 0001140361-15-007026

CARDINAL FINANCIAL CORP · CFNL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Mark A Wendel

Officer — EVP/Chief Financial Officer

Period of report

Dec 31, 2014

Accepted (ET)

Feb 17, 2015 · 1:01 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001060523

Table I — non-derivative securities

No Table I lines on this filing.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Deferred Stock Unit^F1	—	Jan 14, 2014	A	115	A	—	—	Common Stock	115	8,357	D
Deferred Stock Unit^F1	—	Jan 31, 2014	A	122	A	—	—	Common Stock	122	5,785	D
Deferred Stock Unit^F2,F1	—	Feb 4, 2014	A	28	A	—	—	Common Stock	28	5,813	D
Deferred Stock Unit^F1	—	Feb 13, 2014	A	122	A	—	—	Common Stock	122	5,935	D
Deferred Stock Unit^F1	—	Feb 27, 2014	A	122	A	—	—	Common Stock	122	6,057	D
Deferred Stock Unit^F1	—	Mar 13, 2014	A	114	A	—	—	Common Stock	114	6,170	D
Deferred Stock Unit^F1	—	Mar 31, 2014	A	117	A	—	—	Common Stock	117	6,287	D
Deferred Stock Unit^F1	—	Apr 14, 2014	A	119	A	—	—	Common Stock	119	6,406	D
Deferred Stock Unit^F1	—	Apr 29, 2014	A	125	A	—	—	Common Stock	125	6,532	D
Deferred Stock Unit^F2,F1	—	May 6, 2014	A	32	A	—	—	Common Stock	32	6,564	D
Deferred Stock Unit^F1	—	May 14, 2014	A	127	A	—	—	Common Stock	127	6,690	D
Deferred Stock Unit^F1	—	May 30, 2014	A	120	A	—	—	Common Stock	120	6,810	D
Deferred Stock Unit^F1	—	Jun 12, 2014	A	115	A	—	—	Common Stock	115	6,925	D
Deferred Stock Unit^F1	—	Jun 30, 2014	A	113	A	—	—	Common Stock	113	7,038	D
Deferred Stock Unit^F1	—	Jul 14, 2014	A	114	A	—	—	Common Stock	114	7,152	D
Deferred Stock Unit^F2,F1	—	Jul 29, 2014	A	32	A	—	—	Common Stock	32	7,184	D
Deferred Stock Unit^F1	—	Jul 30, 2014	A	115	A	—	—	Common Stock	115	7,300	D
Deferred Stock Unit^F1	—	Aug 14, 2014	A	118	A	—	—	Common Stock	118	7,417	D
Deferred Stock Unit^F1	—	Aug 29, 2014	A	117	A	—	—	Common Stock	117	7,534	D
Deferred Stock Unit^F1	—	Sep 12, 2014	A	115	A	—	—	Common Stock	115	7,648	D
Deferred Stock Unit^F1	—	Sep 29, 2014	A	122	A	—	—	Common Stock	122	7,770	D
Deferred Stock Unit^F1	—	Oct 14, 2014	A	121	A	—	—	Common Stock	121	7,891	D
Deferred Stock Unit^F1	—	Oct 30, 2014	A	110	A	—	—	Common Stock	110	8,001	D
Deferred Stock Unit^F2,F1	—	Nov 4, 2014	A	43	A	—	—	Common Stock	43	8,043	D
Deferred Stock Unit^F1	—	Nov 13, 2014	A	109	A	—	—	Common Stock	109	8,153	D
Deferred Stock Unit^F1	—	Nov 28, 2014	A	114	A	—	—	Common Stock	114	8,267	D
Deferred Stock Unit^F1	—	Dec 12, 2014	A	111	A	—	—	Common Stock	111	8,377	D
Deferred Stock Unit^F1	—	Dec 30, 2014	A	104	A	—	—	Common Stock	104	8,481	D

Explanation of responses

F1Each Deferred Stock Unit is the economic equivalent of one share of CFNL common stock. The Deferred Stock Units become payable in shares of common stock in accordance with the terms of the Cardinal Financial Corporation Executive Deferred Income Plan.
F2Company match to Deferred Stock Units in accordance with the terms of the Cardinal Financial Corporation Directors Deferred Income Plan.