SEC Form 5 · accession 0001140361-15-007021

CARDINAL FINANCIAL CORP · CFNL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Alice M Starr

Director

Period of report

Dec 31, 2014

Accepted (ET)

Feb 17, 2015 · 12:57 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001060523

Table I — non-derivative securities

No Table I lines on this filing.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Deferred Stock Unit^F1	—	Apr 4, 2013	A	93	A	—	—	Common Stock	93	28,080	D
Deferred Stock Unit^F2,F1	—	Apr 30, 2013	A	0	A	—	—	Common Stock	0	28,080	D
Deferred Stock Unit^F1	—	May 1, 2013	A	296	A	—	—	Common Stock	296	28,376	D
Deferred Stock Unit^F1	—	Jun 4, 2013	A	133	A	—	—	Common Stock	133	28,509	D
Deferred Stock Unit^F1	—	Aug 5, 2013	A	121	A	—	—	Common Stock	121	28,630	D
Deferred Stock Unit^F2,F1	—	Aug 6, 2013	A	2	A	—	—	Common Stock	2	28,632	D
Deferred Stock Unit^F1	—	Sep 3, 2013	A	120	A	—	—	Common Stock	120	28,752	D
Deferred Stock Unit^F1	—	Oct 1, 2013	A	151	A	—	—	Common Stock	151	28,903	D
Deferred Stock Unit^F1	—	Nov 4, 2013	A	120	A	—	—	Common Stock	120	29,023	D
Deferred Stock Unit^F2,F1	—	Nov 5, 2013	A	4	A	—	—	Common Stock	4	29,026	D
Deferred Stock Unit^F1	—	Dec 3, 2013	A	118	A	—	—	Common Stock	118	29,145	D
Deferred Stock Unit^F1	—	Dec 26, 2013	A	68	A	—	—	Common Stock	68	29,213	D
Deferred Stock Unit^F2,F1	—	Feb 4, 2014	A	139	A	—	—	Common Stock	139	29,352	D
Deferred Stock Unit^F1	—	Mar 4, 2014	A	212	A	—	—	Common Stock	212	29,564	D
Deferred Stock Unit^F1	—	Apr 2, 2014	A	323	A	—	—	Common Stock	323	29,887	D
Deferred Stock Unit^F1	—	May 1, 2014	A	359	A	—	—	Common Stock	359	30,247	D
Deferred Stock Unit^F2,F1	—	May 6, 2014	A	150	A	—	—	Common Stock	150	30,396	D
Deferred Stock Unit^F1	—	Jun 3, 2014	A	582	A	—	—	Common Stock	582	30,978	D
Deferred Stock Unit^F1	—	Jul 8, 2014	A	246	A	—	—	Common Stock	246	31,224	D
Deferred Stock Unit^F2,F1	—	Jul 29, 2014	A	140	A	—	—	Common Stock	140	31,364	D
Deferred Stock Unit^F1	—	Aug 5, 2014	A	405	A	—	—	Common Stock	405	31,769	D
Deferred Stock Unit^F1	—	Sep 4, 2014	A	397	A	—	—	Common Stock	397	32,166	D
Deferred Stock Unit^F1	—	Oct 7, 2014	A	267	A	—	—	Common Stock	267	32,433	D
Deferred Stock Unit^F1	—	Nov 3, 2014	A	375	A	—	—	Common Stock	375	32,809	D
Deferred Stock Unit^F2,F1	—	Nov 4, 2014	A	174	A	—	—	Common Stock	174	32,983	D
Deferred Stock Unit^F1	—	Dec 1, 2014	A	641	A	—	—	Common Stock	641	33,624	D
Deferred Stock Unit^F1	—	Dec 31, 2014	A	227	A	—	—	Common Stock	227	33,851	D

Explanation of responses

F1Each Deferred Stock Unit is the economic equivalent of one share of CFNL common stock. The Deferred Stock Units become payable in shares of common stock in accordance with the terms of the Cardinal Financial Corporation Directors Deferred Income Plan.
F2Company match to Deferred Stock Units in accordance with the terms of the Cardinal Financial Corporation Directors Deferred Income Plan.