SEC Form 5 · accession 0001140361-15-007015

CARDINAL FINANCIAL CORP · CFNL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

William E Peterson

Director

Period of report

Dec 31, 2014

Accepted (ET)

Feb 17, 2015 · 12:51 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001060523

Table I — non-derivative securities

No Table I lines on this filing.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Deferred Stock Unit^F1	—	Apr 4, 2013	A	93	A	—	—	Common Stock	93	21,975	D
Deferred Stock Unit^F2,F1	—	Apr 30, 2013	A	0	A	—	—	Common Stock	0	21,975	D
Deferred Stock Unit^F1	—	May 1, 2013	A	296	A	—	—	Common Stock	296	22,271	D
Deferred Stock Unit^F1	—	Jun 4, 2013	A	133	A	—	—	Common Stock	133	22,404	D
Deferred Stock Unit^F1	—	Jul 1, 2013	A	200	A	—	—	Common Stock	200	22,604	D
Deferred Stock Unit^F1	—	Aug 5, 2013	A	121	A	—	—	Common Stock	121	22,725	D
Deferred Stock Unit^F2,F1	—	Aug 6, 2013	A	3	A	—	—	Common Stock	3	22,728	D
Deferred Stock Unit^F1	—	Sep 3, 2013	A	164	A	—	—	Common Stock	164	22,892	D
Deferred Stock Unit^F1	—	Oct 1, 2013	A	151	A	—	—	Common Stock	151	23,043	D
Deferred Stock Unit^F1	—	Nov 4, 2013	A	120	A	—	—	Common Stock	120	23,163	D
Deferred Stock Unit^F2,F1	—	Nov 5, 2013	A	5	A	—	—	Common Stock	5	23,168	D
Deferred Stock Unit^F1	—	Dec 3, 2013	A	118	A	—	—	Common Stock	118	23,286	D
Deferred Stock Unit^F1	—	Dec 26, 2013	A	68	A	—	—	Common Stock	68	23,354	D
Deferred Stock Unit^F2,F1	—	Feb 4, 2014	A	327	A	—	—	Common Stock	327	18,873	D
Deferred Stock Unit^F1	—	Feb 4, 2014	A	119	A	—	—	Common Stock	119	18,992	D
Deferred Stock Unit^F1	—	Mar 4, 2014	A	637	A	—	—	Common Stock	637	19,629	D
Deferred Stock Unit^F1	—	Apr 2, 2014	A	323	A	—	—	Common Stock	323	19,952	D
Deferred Stock Unit^F1	—	May 1, 2014	A	359	A	—	—	Common Stock	359	20,312	D
Deferred Stock Unit^F2,F1	—	May 6, 2014	A	100	A	—	—	Common Stock	100	20,412	D
Deferred Stock Unit^F1	—	Jun 3, 2014	A	840	A	—	—	Common Stock	840	21,252	D
Deferred Stock Unit^F1	—	Jul 8, 2014	A	144	A	—	—	Common Stock	144	21,396	D
Deferred Stock Unit^F2,F1	—	Jul 29, 2014	A	96	A	—	—	Common Stock	96	21,492	D
Deferred Stock Unit^F1	—	Aug 5, 2014	A	746	A	—	—	Common Stock	746	22,237	D
Deferred Stock Unit^F1	—	Sep 4, 2014	A	397	A	—	—	Common Stock	397	22,635	D
Deferred Stock Unit^F1	—	Oct 7, 2014	A	267	A	—	—	Common Stock	267	22,902	D
Deferred Stock Unit^F1	—	Nov 3, 2014	A	375	A	—	—	Common Stock	375	23,277	D
Deferred Stock Unit^F2,F1	—	Nov 4, 2014	A	124	A	—	—	Common Stock	124	23,401	D
Deferred Stock Unit^F1	—	Dec 1, 2014	A	641	A	—	—	Common Stock	641	24,042	D
Deferred Stock Unit^F1	—	Dec 31, 2014	A	359	A	—	—	Common Stock	359	24,401	D

Explanation of responses

F1Each Deferred Stock Unit is the economic equivalent of one share of CFNL common stock. The Deferred Stock Units become payable in shares of common stock in accordance with the terms of the Cardinal Financial Corporation Directors Deferred Income Plan.
F2Company match to Deferred Stock Units in accordance with the terms of the Cardinal Financial Corporation Directors Deferred Income Plan.